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A clean submission, bound in six.

Castra binds through licensed retail and wholesale brokers. We do not offer direct quotes. The submission package is short, structured, and the same across all four lines. A complete file enters quote within three business days. A complete file in tower binds in six.

This page sets out what we need, who is on the defense panel, and how the placement is compensated. A broker who has placed with us before will recognise the structure; a broker placing for the first time should treat this as the binder.

§ I · Submission package

Twelve items, one envelope.

Same for all four lines

The submission package is twelve items, grouped into the firm record (six) and the AI deployment record (six). Brokers can submit the firm-record items on first contact; deployment-record items can follow once a non-disclosure agreement is in place.

Firm record

  • i.
    Letter of authority
    PDF, broker letterhead
    Broker authority to submit on behalf of the insured. Naming the placement, the lines requested, and the limit envelope.
  • ii.
    Insured profile
    Castra Form 10-PR
    Entity, jurisdictions of operation, revenue band, employee count, headcount of engineering, AI governance owner.
  • iii.
    Loss runs
    5 years, all related lines
    Cyber, E&O, GL, D&O, technology professional indemnity. Open and closed claims, paid and reserved.
  • iv.
    Existing tower schedule
    PDF or spreadsheet
    Layer, carrier, limit, retention, expiry. Where AI is excluded by endorsement, attach the endorsement.
  • v.
    Audited financials
    Last two fiscal years
    Or reviewed/management accounts where audited not available. Net worth is not a binding criterion but is part of pricing.
  • vi.
    Director attestation
    Officer signature
    Disclosure of any pending or threatened regulatory inquiry into the insured's AI program.

AI deployment record

  • vii.
    Model inventory
    Castra Form 11-AI
    Model name, version, provider, hosted location, in-scope deployment, declared performance, eval set identifier.
  • viii.
    Deployment scope
    Plain-language brief
    What the system does in the world, what action it takes, who is affected, where it operates, what the human-in-loop posture is.
  • ix.
    Action-audit sample
    Two weeks, signed JSONL
    A sample of the action-audit stream the insured intends to deliver under the telemetry contract. Schema validated.
  • x.
    Evaluation set
    Identifier & schema
    For Model Warranty placements: the eval set itself, signed; otherwise the identifier and a hash of the canary partition.
  • xi.
    Permit register
    For Autonomous Systems
    Operator certifications, DoD or other governmental permits, jurisdiction grants, fleet inventory and active perimeter.
  • xii.
    Governance summary
    For Regulatory Defense
    Risk-management file index, high-risk classification register, bias-audit cadence, disclosure-register cadence.
§ II · Panel counsel

The defense panel, by domain.

Standing as of MMXXVI Q2
Tab. 01Panel counsel directory.Approved firms
DomainRegionFirm (placeholder)Lead counselHourly cap
Autonomous systems liabilityCounter-UAS, robotics, mobility, surgical.U.S. nationwideTo be named at bindBy placement$1,150
AI agent E&ODecision agents, RAG, copilots.U.S. nationwideTo be named at bindBy placement$1,150
Model performance warrantyFirst-party SLA disputes.U.S. coastalTo be named at bindBy placement$1,050
EU AI Act regulatory inquiryBrussels, Frankfurt, Amsterdam.EU / EEATo be named at bindBy placement€850
State AI act inquiryCO, CA, NY local law 144.U.S. state-by-stateTo be named at bindBy placement$1,050
FDA SaMD / PCCP510(k), de novo, post-market.U.S. nationwideTo be named at bindBy placement$1,250
FINRA / SEC AI inquiryRecommendation systems, conflict.U.S. nationwideTo be named at bindBy placement$1,250
EEOC / OCR / HUD disparate-impactAEDT, algorithmic fair-lending.U.S. nationwideTo be named at bindBy placement$1,100
Source: Castra panel counsel directory, Q2 MMXXVI. Firm names are disclosed at bind under the placement-specific confidentiality undertaking; the hourly cap is the operative ceiling on time-and-materials defense at rates agreed with each panel firm.
§ III · Commission

A flat structure, net or gross.

Standard placements

Commission is paid as a percentage of gross written premium. The table below sets out the standard structure across the four lines, with the wholesale-retail split where the wholesale broker is the producer of record. Specialty placements involving multiple wholesale brokers or facultative-reinsurance commissions are negotiated separately.

Tab. 02Commission by line.Indicative
Coverage lineRetail commissionWholesale splitProfit commissionNotes
Autonomous Systems17.5%12.5 / 5.07.5% over 60% LRCat-exposed sublimits attract reduced commission.
AI Agent E&O17.5%12.5 / 5.07.5% over 60% LRProgrammatic placements may be uplift-eligible.
Model Performance Warranty15.0%10.0 / 5.05.0% over 55% LRFirst-party line, lower commission floor.
Regulatory Defense17.5%12.5 / 5.07.5% over 60% LRQuarterly remittance, net of policy fees.
Tower (any 3 or 4 lines)18.5%13.0 / 5.58.0% over 60% LRTower uplift applies to aggregate GWP.
Source: Castra producer compensation schedule, Q2 MMXXVI. Commission terms are documented in each broker's standing producer agreement with Castra Risk Underwriters LLC.
§ IV · Broker contact

Two desks, two coverlines.

Acknowledgement within one business day

Broker placement desk

Submission · Quote · Bind
PhoneTo be assigned
AddressLos Angeles · CA
Hours0700 – 1900 PT · Mon-Fri
SlaQuote in 3 bus. days · Bind in 6

Broker relationship desk

Producer agreements · Compensation
PhoneTo be assigned
AddressNew York · NY
Hours0900 – 1800 ET · Mon-Fri
SlaResponse in 1 bus. day
Imperium per disciplinam.
Through discipline, command.

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